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Carlson's Orthogonal Alpha (BTAL/QLD) at a glance

Carlson's Orthogonal Alpha (BTAL/QLD) is a tactical asset allocation (TAA) strategy by Thomas Carlson across Leveraged US Equity, Market-Neutral / Anti-Beta, rebalanced monthly. Backtested 2003-02-28 to 2026-07-03 (23.3 years): 16.2% CAGR, 1.01 Sharpe, -28.2% max drawdown, 20.7% volatility.

Type
Tactical (TAA)
Author
Thomas Carlson
Rebalancing
Monthly
Risk
Aggressive
Period
2003-02-28 to 2026-07-03
CAGR
16.2%
Sharpe
1.01
Max Drawdown
-28.2%
Volatility
20.7%

Carlson's Orthogonal Alpha (BTAL/QLD) Tactical Asset Allocation Strategy

Thomas Carlson's Orthogonal Alpha is a core-satellite model built around BTAL, the market-neutral anti-beta ETF (long low-beta, short high-beta equities). BTAL behaves largely independently of the broad market and tends to spike during equity stress, which makes it useful both as ballast and as a timing signal.

The core (50%) holds 2x Nasdaq-100 (QLD) and BTAL in equal weight: QLD supplies upside skew while BTAL supplies crisis convexity, so the pair is smoother than QLD alone. The satellite (50%) is a momentum switch that uses BTAL's own strength as the risk gauge: if BTAL's 1/3/6/12-month momentum beats T-bills it holds BTAL, otherwise QLD. Because anti-beta strength tends to lead equity drawdowns, the model de-risks before the damage.

Carlson's Orthogonal Alpha (BTAL/QLD): frequently asked questions

What is Carlson's Orthogonal Alpha (BTAL/QLD)?
Core-satellite of 2x Nasdaq (QLD) and market-neutral anti-beta (BTAL). Core holds both equal-weight; the satellite switches into BTAL when its own 1/3/6/12-month momentum beats T-bills, otherwise QLD. A higher-risk diversifier that uses anti-beta strength as an early risk-off signal.
Who created the Carlson's Orthogonal Alpha (BTAL/QLD) strategy?
Carlson's Orthogonal Alpha (BTAL/QLD) was developed by Thomas Carlson. It is based on Carlson, T. (2025). The Power of Orthogonal Alpha: BTAL as Both Hedge and Signal (LinkedIn).
What is the historical return and maximum drawdown of Carlson's Orthogonal Alpha (BTAL/QLD)?
Backtested from 2003-02-28 to 2026-07-03, Carlson's Orthogonal Alpha (BTAL/QLD) returned 16.2% CAGR with a -28.2% maximum drawdown and a Sharpe ratio of 1.01. Past performance does not guarantee future results.
How often is Carlson's Orthogonal Alpha (BTAL/QLD) rebalanced?
Carlson's Orthogonal Alpha (BTAL/QLD) is rebalanced monthly. BestFolio publishes the updated allocation signal each period.
Is Carlson's Orthogonal Alpha (BTAL/QLD) a tactical asset allocation strategy?
Yes. Carlson's Orthogonal Alpha (BTAL/QLD) is a tactical asset allocation (TAA) strategy: it adjusts its holdings based on market signals each period rather than holding a fixed allocation.

Backtest Performance (2003-02-28 to 2026-07-03)

MetricCarlson's Orthogonal Alpha (BTAL/QLD)
Compound Annual Growth Rate (CAGR)16.2%
Maximum Drawdown-28.2%
Sharpe Ratio1.01
Sortino Ratio1.69
Annualized Volatility20.7%
Calmar Ratio0.57
Total Return3195.5%
Backtest Period23.3 years

Strategy Details

Type
Tactical (TAA)
Rebalancing
monthly
Risk Level
aggressive
Variants
1
Author
Thomas Carlson
Source
Carlson, T. (2025). The Power of Orthogonal Alpha: BTAL as Both Hedge and Signal (LinkedIn)

Asset Classes

  • Leveraged US Equity
  • Market-Neutral / Anti-Beta

Further reading

New to this approach? Read what tactical asset allocation is and how it works.

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